Legal & Compliance Symposium Series

2020 sessions

Preview
Instant acccess
From $40.00
-

Expectations from ASIC (SL)

45 mins 0.75 CPD Hours
Policy | COVID-19 | Members culture | Regulation

Join Jane Eccleston, Senior Executive Leader, Superannuation, as she provides an update on the key areas of focus for ASIC in the coming months.

Preview
Instant acccess
From $75.00
-

Ethics case studies (E)

1 hour 15 mins 1.25 CPD Hours
Operations | Members culture | Leadership

Ethical decisions can be complex, multi-faceted and nuanced and the impact of these decisions can be profound. Watch as we discuss ethical dilemmas with two experienced experts as well as your peers and colleagues.

Preview
Instant acccess
From $75.00
-

The legal responsibility of impact investing & member activism (PM)

60 mins 1 CPD Hours
Engagement | Climate change | Members culture | ESG

With ESG issues increasingly entrenched in the minds of long-term investors, the superannuation industry, led by its members, is being called on to attach itself to social enterprises and impact investing.

Preview
Instant acccess
From $75.00
-

Case law: Defining total & permanent disablement policies (CL)

60 mins 1 CPD Hours
Policy | Members culture | Business operations | Insurance

What does ‘unable’ mean in Total and Permanently Disablement polices, and how does that term impact on an insured person’s prospects of having the claim approved?

Preview
Instant acccess
From $40.00
-

Navigating the complaints handling process with AFCA (SL)

45 mins 0.75 CPD Hours
Operations | COVID-19 | Members culture | Regulation

Shedding light on the dispute resolution process for COVID-19 related complaints will be AFCA’s Lead Ombudsman Heather Gray, who will also explain how legal and compliance teams might needs to prepare themselves for future changes.

Preview
Instant acccess
From $40.00
-

The new breach reporting regime: A primer (SL)

45 mins 0.75 CPD Hours
Operations | Risk | Advice

Thomson Geer’s Scott Charaneka will unpack key questions including what is a breach of a core obligation, when does it become a breach and what is considered a ‘substantial risk’ that a circumstance exists or will exist?

Preview
Instant acccess
From $40.00
-

Modern slavery reporting: A domestic & global perspective (PM)

60 mins 1 CPD Hours
Operations | Governance | Leadership | ESG

Examining the scale of the problem and what global pension funds are doing to raise the issue of Modern Slavery this session will also highlight how reporting is being leveraged to create systemic change.

Preview
Instant acccess
From $40.00
-

Professional development in a virtual workforce (PS, PM)

45 mins 0.75 CPD Hours
COVID-19 | Leadership | Innovation

This session will explore the effective strategies around and how to use what we’ve learnt in this current environment once we’re able to return to the workplace.